Finra: Search Disciplinary Actions
Finra via Parse · Finance
Search FINRA disciplinary actions by keyword or phrase. Returns paginated results (15 per page) including respondent names, case summaries, action dates, and links to PDF documents. When no query is provided, returns the most recent actions. Pagination is 0-indexed. APIs for searching FINRA disciplinary actions and BrokerCheck data for firms and individuals. Fulfilled by Parse from finra.org.
- b2b-directory
- finance
- finra
- finra-org
- government-public
- parse
- platform-key
Price and execution
- Price
- $0.02 USD credits / call
- Trust tier
- Verified
- Execution
- Managed call
- Capability group
- Finance
Interface snapshot
- Protocol
- HTTP operation
- Operation
- GET /scraper/40fbc4b0-7f95-453f-b59c-47dc93c2a889/search_disciplinary_actions
- Interface artifact
- sha256:63fe753f7110a66961b0b9e1a2cb413435aa9b80632128697080af519a55c22b
- Manifest digest
- sha256:5d66c4e5f5483f1781bc29c32f5320de2255142c08a12c1a2e1629171d9c3dc3
Request fields
- page (integer): Page number for pagination (0-indexed). Each page contains up to 15 results.
- query (string): Search keyword or phrase (e.g. 'fraud', 'insider trading').
Example queries
- {"page":"0","query":"fraud"}